Investment banking regulations

Are you
subject to EMIR
and MiFID
?

How to dispute, report
or reconcile portfolios

All about important regulations.

MiFID II

Important information for customers in relation to directive 2014/65/EU on markets in financial instruments (MiFID II) and regulation (EU) 600/2014 on markets in financial instruments (MiFIR) regarding trades with securities, financial instruments, derivatives and collective investment securities

PRIIPS

Information for customers in relation to regulation (EU) 1286/2014 on key information documents for packaged retail and insurance-based investment products