Investment banking regulations

Are you
subject to EMIR
and MiFID?

How to dispute, report
or reconcile portfolios

All about important regulations.

MiFID II

Important information for customers in relation to directive 2014/65/EU on markets in financial instruments (MiFID II) and regulation (EU) 600/2014 on markets in financial instruments (MiFIR) regarding trades with securities, financial instruments, derivatives and collective investment securities

PRIIPS

Information for customers in relation to regulation (EU) 1286/2014 on key information documents for packaged retail and insurance-based investment products